Senior Manager-Legal & Compliance.

Desired Candidate – CS with min 4 years of experience, Degree in law i1s preferred.

Roles and Responsibilities:

To assist in managing the review and support of wholesale financial transactional documentation including credit, brokerage and cap markets documentation.
Responsible for reviewing constitutional documents, to ensure that all the requisite corporate consents and capacity and authority requirements are in place prior to finalization of agreements and subsequent commencement of business or trading.

Preparation of notes for Board on these regulatory requirements.

Interpretation, study and market practice on various Business compliance calls.

Ensuring compliance of various NEBFC businesses and reportng activities.
Attending and preparing replies to RBI inspection report.

Performing various Corporate Secretarial functions, Corporate Regulatory & Statutory Compliances in relation to Reserve Bank of India (RB), Ministry of Corporate Affairs (MCA), Registrar of Companies (RoC), and other Regulatory Bodies.

Management of ESOP’s scheme.

Skills Required:

Qualified member of the Institute of Company Secretaries of India
Experience with NBFC compliance is strongly preferred In-depth knowledge of all statutory laws and relevant regulations Excellent knowledge of reporting procedures and record keeping. An analytical mind able to – see- the complexities of procedures and regulations Excellent communication skills.

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Please share your resumes on careers@westerncap.m

Senior Corporate Counsel.

Our client is one of the leading organization that provides information technology, consulting and business process services across the globe.

Position: Senior Corporate Counsel
PQE: 12-18 Years
Location: Bangalore

We are looking for an experienced Compliance person having strong experience working on Data Privacy, Compliance and Employment Law. The person will be a part of the central compliance team and be responsible
for providing guidance on compliance matters. Candidate from In-house having experience working with ITES / large enterprise company should only apply.

Interested candidates may email their resumes on

Legal Counsel (1-3 PQE) – Boutique Management, Consulting Firm- Singapore.

Excellent opportunity for a Singapore qualified lawyer with 1-3 years PQE to go inhouse with a boutique management consulting firm. You will report to the Senior Legal Counsel and your work will be focused on M&A, JVs, fund management landscape, advising clients on fund structure & setup etc.

Please drop a line on for a confidential chat.

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