Job Description

The role of Analyst in Legal & Compliance shall encompass various tasks including, but not limited to, the following:

  • Handle corporate and legal compliance process
  • Ability to conduct through legal research with different tools
  • Process transactions, log calls & queries, maintain checklists, etc.
  • Provide quality assurance
  • Create training plans and manuals, quality manuals, SOPs, query log, escalation matrix
  • Guide and mentor junior team members
  • Implement the Quality system in the project
  • Implement tools and applications
  • Ensure appropriate use of methods, tools, and techniques in project
  • Coordinate customer-related activities including acceptance of the deliverables
  • Should be able to quickly train and work on client tools.

Roles & Responsibilities:

Candidate should have at least 2 – 3 years’ experience in the legal/corporate department of a fiduciary or have worked in a law firm. Candidate should be willing and looking to consolidate and grow the skills and talents in the long term with a company that works in a strong team and results-based environment.

Technical Skills

  • Good exposure to legal documents or legal services and compliance
  • General Capital Markets knowledge and introductory knowledge of OTC Derivatives, Listed Derivatives, Prime Brokerage or Securities Finance, LP Agreement
  • Hands on experience of legal outsourcing services
  • Proficiency in using MS Office Suite
  • Good knowledge of MSAs, SoWs, TOs, POs, and end to end contract lifecycle
  • Experience in Invoice verification against SOW’s/ Rate card
  • Exposure in checking of CR’s & SOW’s – Standard templates, standard text and other expectation based on group standards
  • Experience in Data Privacy, Data security, compliance implementation etc. helpful
  • Experience in writing compliance memos and preparing compliance reports a requirement
  • Ability to perform email/phone outreach to relevant stakeholders and engage on discussions related to quality of assessment output
  • Ability to prepare written summaries using information from variety of sources

Link to Apply

Click here to apply

Editor: Mudit Jain

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